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8655 College Blvd., Suite 100, Overland Park, KS 66210-1835 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-12 |
| KS | RA | APPROVED | 2009-01-28 |
Branch Locations
8655 College Blvd., Suite 100, Overland Park, KS 66210-1835 • United States
106 E. 6Th Street, Scott City, KS 67871 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2005 | 03/2017 |
| S&A Financial Services, Inc. | Overland Park | KS | 01/2009 | Present |
1) CRAIG RICHARDS BEGAN 03/01/2019 AS A SCOTT CITY, KS CITY COUNCILMAN, NOT INVESTMENT RELATED, DEVOTES 4-6 HOURS PER MONTH, NONE DURING TRADING HOURS. 2) OWNER OF RICHARDS FINANCIAL SERVICES, INC., A NON-INVESTMENT RELATED LEGAL ENTITY ESTABLISHED 12/16/2011 FOR TAX AND ACCOUNTING PURPOSES, LOCATED AT 106 E 6TH STREET, SCOTT CITY, KS, 67871
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-31 |
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