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Joseph Gaspare Serra

Equitable Advisors, LLC

Troy, MI

CRD 3250441

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-06
MI RA APPROVED 2010-05-26
  • TX RA
    APPROVED_RES
    Since 2025-02-06
  • MI RA
    APPROVED
    Since 2010-05-26

Branch Locations

880 West Long Lake Road Suite 430, Troy, MI 48098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2000 06/2020
Equitable Advisors, Llc New York NY 07/2000 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-21
S63 Uniform Securities Agent State Law Examination 2000-06-24
  • S66 Uniform Combined State Law Examination
    2000-07-21
  • S63 Uniform Securities Agent State Law Examination
    2000-06-24

View on SEC IAPD

Nearby Firms

COOK & ASSOCIATES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

MATTHEW PAUL COOK
AMY LYNN ROBERTS
MICHAEL A JUSTIN

Nearby Offices

COOK & ASSOCIATES · TROY, MI
LPL FINANCIAL LLC · TROY, MI
LPL FINANCIAL LLC · TROY, MI

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