Eric Gerard Hosie

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-06-22

PA RA
APPROVED

Since 2021-06-22

Branch Locations

60 Public Square, Wilkes-Barre, PA 18701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Securities	Buffalo	NY	02/2009	06/2021
M&T Bank	Wilkes-Barre	PA	06/2021	Present
Lpl Financial Llc	Wilkes-Barre	PA	06/2021	Present

02/2009 → 06/2021

M&T Securities

Buffalo, NY
06/2021 → Present

M&T Bank

Wilkes-Barre, PA
06/2021 → Present

Lpl Financial Llc

Wilkes-Barre, PA

Previous Registrations

2009-02-12 → 2021-06-09

M&T Securities, Inc.

Syracuse, NY

Kirkwood, NY

Owego, NY

Ithaca, NY

Syracuse, NY

Syracuse, NY

Syracuse, NY

Johnson City, NY

Villanova, PA

Buffalo, NY

Prattsburg, NY

Wilkes-Barre, PA

Corning, NY

Towanda, PA

Owego, NY

Wilkes-Barre, PA

York, PA

Timonium, MD

Buffalo, NY

Allentown, PA

Bethlehem, PA

Allentown, PA

Boyertown, PA

Pottstown, PA

Ithaca, NY

Cortland, NY

Ithaca, NY

Wysox, PA

Towanda, PA

Sayre, PA

Buffalo, NY

Newport, DE

Elsmere, DE

Wilmington, DE

Wilmington, DE

Wilmington, DE

Claymont, DE

Lancaster, PA

Hanover, PA

Wilmington, DE

Wilmington, DE

Allentown, PA

Bethlehem, PA

Horsham, PA

Allentown, PA

Buffalo, NY

Buffalo, NY

East Windsor, NJ

North Brunswick, NJ

Ramsey, NJ

Bohemia, NY

Brookfield, CT

Hauppauge, NY

Staten Island, NY

Brooklyn, NY

Monroe, CT

Monsey, NY

Wesley Hills, NY

Piermont, NY

Kendall Park, NJ

New York, NY

Gillette, NJ

West Milford, NJ

Midland Park, NJ

Norwalk, CT

Union, NJ

Summit, NJ

Green Brook, NJ

Fairfield, CT

New York, NY

New City, NY

Nyack, NY

Monroe, NJ

New York, NY

Ossining, NY

Bethel, CT

Glen Rock, NJ

Melville, NY

Farmingdale, NY

Village Of Montebello, NY

New York, NY

Garden City, NY

Paramus, NJ

Westfield, NJ

Ramsey, NJ

Mahwah, NJ

Darien, CT

New York, NY

Chestnut Ridge, NY

Ridgefield, CT

Baltimore, MD
2003-05-02 → 2009-01-30

Citizens Securities, Inc.

Norristown, PA

Canandaigua, NY

West Seneca, NY

West Seneca, NY

Hamburg, NY

Rochester, NY

Buffalo, NY

Binghampton, NY

Lockport, NY

Binghamton, NY

Amherst, NY

Greene, NY

Amherst, NY

Apalachin, NY

Chenango Bridge, NY

Deruyter, NY

Springville, NY

Depew, NY

Vestal, NY

Endicott, NY

Rochester, NY

Rochester, NY

Victor, NY

Dansville, NY

Newark, NY

Fairport, NY

Fairport, NY

Rochester, NY

Penfield, NY

Rochester, NY

Rochester, NY

Webster, NY

Rochester, NY

Rochester, NY

Rochester, NY

Cheektowaga, NY

Rochester, NY

Rochester, NY

Irondequoit, NY

Buffalo, NY

Rochester, NY

Rochester, NY

Buffalo, NY

Rochester, NY

Niagara Falls, NY

Ontario, NY

Geneva, NY

Buffalo, NY

Hamburg, NY

Tonawanda, NY

Williamsville, NY

West Seneca, NY

Rochester, NY

Rochester, NY

Dewpew, NY

Orchard Park, NY

Depew, NY

Buffalo, NY

Cheektowaga, NY

Buffalo, NY

Amherst, NY

Amherst, NY

Williamsville, NY

Amherst, NY

Hamlin, NY

Depew, NY

East Amherst, NY

East Aurora, NY

Niagara Falls, NY

Cheektowaga, NY

Rochester, NY

Tonawanda, NY

Amherst, NY

Brockport, NY

Webster, NY

Worcester, NY

Hartwick, NY

Rochester, NY

Fayetteville, NY

Syracuse, NY

Rochester, NY

Buffalo, NY

Grand Island, NY

Jamestown, NY

Tonawanda, NY

Niagara Falls, NY

Tonawanda, NY

Hamburg, NY

Rochester, NY

Unadilla, NY

Cicero, NY

Syracuse, NY

Wilkes-Barre, PA

Norristown, PA

East Norriton, PA

Philadelphia, PA

Philadelphia, PA

Albany, NY

Ticonderoga, NY

Johnstown, NY

Broadalbin, NY

Oneida, NY

Newburgh, NY

Plattsburgh, NY

Plattsburgh, NY

Poughkeepsie, NY

Pleasant Valley, NY

Highland, NY

Lake Placid, NY

Long Lake, NY

Newcomb, NY

North Creek, NY

Bloomingburg, NY

Newburgh, NY

Cicero, NY

Queensbury, NY

White Plains, NY

Saratoga Springs, NY

Mt Vernon, NY

Saratoga Springs, NY

Albany, NY

W. Haverstraw, NY

Albany, NY

Guilderland, NY

Slingerlands, NY

Delmar, NY

Latham, NY

Troy, NY

Wynantskill, NY

Fort Covington, NY

Middletown, NY

Whitehall, NY

Syracuse, NY

Cicero, NY

Queensbury, NY

Camillus, NY

Amsterdam, NY

Liverpool, NY

Syracuse, NY

Liverpool, NY

Cicero, NY

Glenmont, NY

Syracuse, NY

Cortland, NY

Syracuse, NY

Fishkill, NY

Newburgh, NY

E. Greenbush, NY

Latham, NY

Schenectady, NY

Yonkers, NY

New Rochelle, NY

Whappinger Falls, NY

Poughkeepsie, NY

Clifton Park, NY

New Paltz, NY

West Hempstead, NY

Staten Island, NY

Levittown, NY

Schenectady, NY

Loudonville, NY

Whitesboro, NY

Herkimer, NY

Tupper Lake, NY

Clifton Park, NY

Saratoga Springs, NY

West Seneca, NY

Deruyter, NY

Spring Valley, NY

Albany, NY

Albany, NY

Vails Gate, NY

Ithaca, NY

Plattsburgh, NY

Utica, NY

Schenectady, NY

Yonkers, NY

Halfmoon, NY

N. Port Washington, NY

Clifton Park, NY

East Greenbush, NY

Glens Falls, NY

Kingston, NY

Beacon, NY

Ausable Forks, NY

Albany, NY

Fayetteville, NY

Ithaca, NY

E. Glenville, NY

New Rochelle, NY

Poughkeepsie, NY

Peekskill, NY

Baldwin Place, NY

East Meadow, NY

Albany, NY

Utica, NY

Albany, NY

Queensbury, NY

Fishkill, NY

Malone, NY

Kingston, NY

Rhinebeck, NY

Indian Lake, NY

Port Jervis, NY

Niskayuna, NY

Brewster, NY

Airmont, NY

Ithaca, NY

Syracuse, NY

Plattsburgh, NY

Newburgh, NY

Troy, NY

Latham, NY

Schenectady, NY

Glendale, NY

White Plains, NY

Hempstead, NY

E. Middletown, NY

Lyon Falls, NY

Kingston, NY

Champlain, NY

Malta, NY

Harrisburg, PA

Harrisburg, PA

Forty Fort, PA

East Stroudsburg, PA

Stroudsburg, PA

Mechanicsburg, PA

Camp Hill, PA

Harrisburg, PA

Hummelstown, PA

Altoona, PA

Altoona, PA

Brodheadsville, PA

Carlisle, PA

Kingston, PA

Wilkes-Barre, PA

Camp Hill, PA

Reading, PA

Hollidaysburg, PA

Clark'S Summit, PA

State College, PA

West Hazleton, PA

Lancaster, PA

York, PA

York, PA

Harrisburg, PA

Dallas, PA

Tannersville, PA

Matamoras, PA

Milford, PA

Dillsburg, PA

Highspire, PA

Middletown, PA

Sinking Spring, PA

Altoona, PA

Wilkes-Barre, PA

Blakeslee Corners, PA

State College, PA

Ashley, PA

Millersville, PA

Mechanicsburg, PA

Sayre, PA

Wilkes-Barre, PA

Camp Hill, PA

Shippensburg, PA

Mohnton, PA

Temple, PA

State College, PA

Burnham, PA

Lititz, PA

Dallastown, PA

Kutztown, PA

Reading, PA

Georgetown, DE

Reading, PA

Altoona, PA

Roaring Spring, PA

Tyrone, PA

Nanticoke, PA

Lancaster, PA

Elizabethtown, PA

Lancaster, PA

Shrewsbury, PA

Sinking Spring, PA

Bellefonte, PA

State College, PA

Willow Street, PA

Reading, PA

Mountain Top, PA

York, PA

York, PA

Reading, PA

Wyomissing, PA

Philadelphia, PA

Other Businesses

1. 04/19/2021 - University of Scranton - Not Investment Related - Linden Street, Scranton, PA 18510 - Other - Adjunct professor - Start Date 08/02/2008 - 12 Hours Per Month/ 0 Hours During Securities Trading - Time Spent 3% 2. 06/16/2023 - M&T Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/09/2023 - 2 Hours Per Month/ 2 Hours During Securities Trading

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-10-16
S63	Uniform Securities Agent State Law Examination	1988-07-26