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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-11
  • FL RA
    APPROVED
    Since 2009-08-11

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Palm Beach Gardens FL 08/2009 Present
  • 08/2009 → Present
    Money Concepts
    Palm Beach Gardens, FL
Previous Registrations
  • 2005-10-25 → 2009-08-04
    Cincinnati Analysts, Inc.
    Jacksonville, FL
    Jacksonville, FL
Other Businesses

DENTAL INSURANCE, SPECIALITY INSURANCE & HEALTH,SINCE 2000,AGENT,TRAVEL AND DENTAL INSURANCE,18 HRS. MO., 30 HRS. MO. DURING SECURITIES TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-05
  • S63 Uniform Securities Agent State Law Examination
    1988-08-05
Designations
  • Chartered Financial Consultant
Other Names
  • Barbara A Glover
  • Barbara J Knapp
  • Barbara K Anderson

View on SEC IAPD

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