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Daniel Wesley Grant

Hilltop Securities Asset Management, LLC

Dallas, TX

Wells, ME

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Current Employers
Hilltop Securities Asset Management, Llc

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-11-17
FL RA APPROVED 2019-03-29
TX RA APPROVED 2013-06-12
  • ME RA
    APPROVED
    Since 2021-11-17
  • FL RA
    APPROVED
    Since 2019-03-29
  • TX RA
    APPROVED
    Since 2013-06-12

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Wells, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Austin TX 01/2016 Present
  • 01/2016 → Present
    Hilltop Securities Inc.
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-11
S63 Uniform Securities Agent State Law Examination 1989-04-04
  • S66 Uniform Combined State Law Examination
    2013-06-11
  • S63 Uniform Securities Agent State Law Examination
    1989-04-04
Other Names
  • Dan Grant
  • Daniel Wesley Grant
  • Daniel Wesley Grant

View on SEC IAPD

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