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Thomas Michael Gahan

Procyon

Saint James, NY

Shelton, CT

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Current Employers
Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-21
CT RA APPROVED 2017-06-13
  • NY RA
    APPROVED
    Since 2025-04-21
  • CT RA
    APPROVED
    Since 2017-06-13

Branch Locations

Saint James, NY • United States

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 06/2007 06/2017
Procyon Advisors, Llc Saint James NY 06/2017 Present
Procyon Institutional Partners, Llc Saint James NY 06/2017 12/2021
  • 06/2007 → 06/2017
    New York, NY
  • 06/2017 → Present
    Procyon Advisors, Llc
    Saint James, NY
  • 06/2017 → 12/2021
    Procyon Institutional Partners, Llc
    Saint James, NY
Previous Registrations
  • 2018-02-20 → 2021-12-31
    Procyon Institutional Partners, Llc
    Shelton, CT
  • 2014-03-21 → 2017-06-13
    New York, NY
    Stamford, CT
    New York, NY
Other Businesses

1. Procyon Benefits LLC; Not Investment Related; One Corporate Drive, Shelton CT 06484; Collect referral fees; Part Owner. Start 01/2019; 20 hours per month; Foster Procyon Benefits within other Procyon vertices. Introduce potential opportunities to active partners in business. 2. Insurance Producer; Not Investment Related; One Corporate Drive, Shelton CT 06484; Insurance. Producer; Start 2/14/2022; 10 hours per month. 3. Procyon Risk LLC; Not investment related; One Corporate Drive, Shelton CT 06484; Insurance Agency. Managing Director; 5/31/2022; 10 hrs/mo; Pass opportunities over to Sterling Risk while promoting Procyon Risk internally at other Procyon verticles. 4. Procyon Tax, LLC; Not Investment Related; One Corporate Drive, Shelton CT 06484; Partner; 1/1/2022; 10 Hours per month; Promote Procyon tax with Procyon vertices. Identify opportunities and pass to Cirone.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-10
S63 Uniform Securities Agent State Law Examination 1992-04-29
  • S66 Uniform Combined State Law Examination
    2007-09-10
  • S63 Uniform Securities Agent State Law Examination
    1992-04-29
Other Names
  • Thomas Michael Gahan
  • Thomas Gahan

View on SEC IAPD

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