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1 Corporate Drive Suite 225, Shelton, CT 06484 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-21 |
| CT | RA | APPROVED | 2017-06-13 |
Branch Locations
Saint James, NY • United States
1 Corporate Drive Suite 225, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 06/2007 | 06/2017 |
| Procyon Advisors, Llc | Saint James | NY | 06/2017 | Present |
| Procyon Institutional Partners, Llc | Saint James | NY | 06/2017 | 12/2021 |
1. Procyon Benefits LLC; Not Investment Related; One Corporate Drive, Shelton CT 06484; Collect referral fees; Part Owner. Start 01/2019; 20 hours per month; Foster Procyon Benefits within other Procyon vertices. Introduce potential opportunities to active partners in business. 2. Insurance Producer; Not Investment Related; One Corporate Drive, Shelton CT 06484; Insurance. Producer; Start 2/14/2022; 10 hours per month. 3. Procyon Risk LLC; Not investment related; One Corporate Drive, Shelton CT 06484; Insurance Agency. Managing Director; 5/31/2022; 10 hrs/mo; Pass opportunities over to Sterling Risk while promoting Procyon Risk internally at other Procyon verticles. 4. Procyon Tax, LLC; Not Investment Related; One Corporate Drive, Shelton CT 06484; Partner; 1/1/2022; 10 Hours per month; Promote Procyon tax with Procyon vertices. Identify opportunities and pass to Cirone.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-29 |
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