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Dory Adoracion V Jacinto

LPl Enterprise, LLC

Melville, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

324 South Service Road Suite 10A, Melville, NY 11747 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Howard Beach NY 07/1994 11/2024
Prudential Insurance Company Of America Howard Beach NY 08/1994 Present
Lpl Enterprise, Llc Forest Hills NY 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-04
S63 Uniform Securities Agent State Law Examination 1990-08-02
  • S65 Uniform Investment Adviser Law Examination
    1999-11-04
  • S63 Uniform Securities Agent State Law Examination
    1990-08-02
Other Names
  • Dory Villena Jacinto
  • Dj Jacinto
  • Adoracion Villena Jacinto
  • Dory Adoracion Villena Jacinto

View on SEC IAPD

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