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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-23
NJ RA APPROVED 2004-03-09
  • TX RA
    APPROVED_RES
    Since 2011-03-23
  • NJ RA
    APPROVED
    Since 2004-03-09

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Florham Park NJ 03/2003 Present
Bank Of America, Na Florham Park NJ 09/2009 Present
  • 03/2003 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Florham Park, NJ
  • 09/2009 → Present
    Bank Of America, Na
    Florham Park, NJ
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POA FAMILY MEMBER (MP) INVESTMENT RELATED: Y ADDRESS OF BUSINESS: OLD TAPPAN, NEW JERSEY 07675 NATURE OF BUSINESS: POA POSITION, TITLE, ASSOCIATION: POA START DATE OF RELATIONSHIP: 03/09/2009 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 HOUR(S) MONTHLY DUTIES: THIS IS MY IMMEDIATE FAMILY ACCOUNT AND THEY HAVE GIVEN ME A POA TO MANAGE THEIR ACCOUNT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-29
  • S66 Uniform Combined State Law Examination
    2003-05-29
Other Names
  • Sungmin Park
  • Ryan Park
  • S. Ryan Park
  • S Ryan Park
  • Sungmin Ryan Park

View on SEC IAPD

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