Susan Smith Holt

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → Present
  Morgan Stanley
  Sugar Land, TX

Previous Registrations

• 2009-10-01 → 2010-03-16
  Oppenheimer & Co. Inc.
  Los Angeles, CA
• 2009-06-01 → 2009-10-07
  Morgan Stanley
  Beverly Hills, CA
  Los Angeles, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Beverly Hills, CA
• 2004-08-26 → 2007-04-02
  Morgan Stanley Dw Inc.
  Beverly Hills, CA
  Houston, TX
  Houston, TX
  Sugarland, TX
• 2004-01-06 → 2004-09-02
  Citigroup Global Markets Inc.
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2002-01-17

Other Names

• Susan Smith Edwards
• Susan Smith Hundley
• Susan Elaine Smith
• Susan Smith Edwards
• Susan Smith Holt
• Susan S Holt