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Mollie Horn Strong

LPl Financial LLC

Houston, TX

CRD 1841209

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-28
  • TX RA
    APPROVED
    Since 2024-10-28

Branch Locations

4295 San Felipe Street Ste 300, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Orange CA 08/2004 10/2024
Lpl Financial Llc Houston TX 10/2024 Present
Previous Registrations
Other Businesses

1- 10/25/2024 - Symphony Financial Limited Co - DBA for LPL Business (entity for LPL business) At Reported Business Location(s) - Inv Related - Start date: 10/25/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 2- 10/25/2024 - Non-Variable Insurance - At Reported Business Location(s) - Inv Related - Start date: 10/15/2025 - 3 Hrs/Mth - 3 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-01
S63 Uniform Securities Agent State Law Examination 1988-06-14
  • S65 Uniform Investment Adviser Law Examination
    1999-04-01
  • S63 Uniform Securities Agent State Law Examination
    1988-06-14

View on SEC IAPD

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