Steven Jon Jolly

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Fresno, CA
• 11/2016 → 10/2018
  Wells Fargo Clearing Services, Llc
  Fresno, CA
• 10/2018 → Present
  Lpl Financial Llc
  Fresno, CA
• 10/2018 → Present
  Ford Financial Group, Llc
  Fresno, CA
• 01/2023 → Present
  Perennial Financial Services
  Los Angeles, CA

Previous Registrations

• 2018-10-04 → 2023-05-12
  Ford Financial Group
  Fresno, CA
• 2003-07-01 → 2018-10-09
  Wells Fargo Clearing Services, Llc
  Fresno, CA
  Fresno, CA
• 1997-07-08 → 2003-07-01
  Prudential Equity Group, Llc
  Fresno, CA

Other Businesses

1) 10/04/2018 - DBA for LPL Business (entity for LPL business) - Ford Financial Group - 100% - INVESTMENT RELATED - FRESNO, CA 93704 2)10/04/2018 - Non-Profit Board Member - Fresno County Employees Retirement Associates (FCERA) - 4HRS/MO - NOT INVESTMENT RELATED - FRESNO, CA 93711 2) 10/04/2018 - Non-Variable Insurance - STEVEN JOLLY - 5% - INVESTMENT RELATED - FRESNO, CA 93704 3) 10/04/2018 - FINRA Arbitrator - STEVEN JOLLY - 1% - INVESTMENT RELATED - WASHINGTON, DC 20006. 4) 10/9/2018 - Ford Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/2018 - IAR - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Ford Financial Group, LLC, an independent investment advisor firm. I started this business activity in 08/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 06/10/2019 - Get Jolly Inc. - investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:05/30/2019 - 1 hr/mo - 1 hr during trading. 6) 12/01/2017 - Secondary Advisory Board - Hamilton Lane funds-investment related - Member on Secondary Advisory Board- Serve as representative for FCERA pension on the Hamilton Lane funds in which the pension invests - One Presidential Blvd. 4th Floor, Bala Cynwyd, PA 19004 - 0 hr/mo - 0 hr during trading 7) 05/17/2023 - Ford Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 5/1/2023 - 40 Hours Per Month/ 6 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 05/17/2023 - Perennial Investment Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 10/04/2018 - 40 Hours Per Month/ 6 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9) 06/14/2023 - Ford Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/26/2023 - 40 Hours Per Month/ 6 Hours During Securities Trading 10) 08/01/2023 - JLFK Living Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Co-Trustee - Start Date 06/12/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading 11) 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hr During Trading. 12) California State University Fresno Foundation 401k; Not investment-related; Trustee; Volunteer. 13) City of Fresno Deferred Compensation Plan; Not investment-related; Trustee; Volunteer.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-27
• S63 Uniform Securities Agent State Law Examination
  1989-01-30