Karen Lauree Dattilio

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Hagerstown, MD
• 11/2016 → 06/2020
  Wells Fargo Clearing Services, Llc
  Hagerstown, MD
• 06/2020 → Present
  Morgan Stanley Smith Barney Llc
  Chambersburg, PA

Previous Registrations

• 2011-04-18 → 2020-06-15
  Wells Fargo Clearing Services, Llc
  Hagerstown, MD
  Hagerstown, MD

Exams

• S66 Uniform Combined State Law Examination
  2011-09-23
• S63 Uniform Securities Agent State Law Examination
  1995-06-01

Other Names

• Karen Lauree Swain
• Karen L Swain
• Karen L Dattilio