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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 1999-08-13
TX RA APPROVED_RES 1993-07-07
  • OH RA
    APPROVED
    Since 1999-08-13
  • TX RA
    APPROVED_RES
    Since 1993-07-07

Branch Locations

Norton, OH • United States

175 Montrose West Avenue, Akron, OH 44321 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Akron OH 03/1980 Present
Other Businesses

1)WOLF CREEK PLAYERS INC / PO BOX 1097 NORTON,OH 44203 / COMPANY/ CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / PERFORMING LIVE THEATER 3 TIMES A YEAR / OFFICER / / PRESIDENT, CHECK SIGNOR ALONG WITH TREASURER / START DATE 5/17/2009 / 2 DAYS A YEAR FOR CHILDREN'S THEATER

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-14
  • S63 Uniform Securities Agent State Law Examination
    1988-07-14
Other Names
  • Donna J Rizor
  • Donna Rizorlongfellow
  • Donna Rizor Longfellow
  • Donna Longfellow

View on SEC IAPD

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