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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-08 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
6928 Mediterranean Dr, Ste 200, Mckinney, TX 75072 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Mckinney | TX | 07/1998 | 02/2022 |
| Rogers-Tate Financial Group | Mckinney | TX | 11/2013 | 03/2021 |
| Principal Securities Inc | Mckinney | TX | 03/2016 | 02/2022 |
| Kestra Investment Services, Llc | Mckinney | TX | 02/2022 | Present |
| Kestra Advisory Services, Llc | Mckinney | TX | 02/2022 | Present |
***GROUP INSURANCE,03/28/2011,SELLS HEALTH INSURANCE. ***OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, HEALTH, DI AND LONG TERM CARE, 7/21/11. ***Blue Dolphin Condo; Not Investment Related; ; Owner; Own condo used for personal and rental purposes.; Start Date: 03/22/2019; 1 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-07-22 |
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