Brian Keith Gerhardson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2007-08-14

TX RA
APPROVED_RES

Since 2007-08-14

Branch Locations

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Boston	MA	09/2005	03/2020
Ameriprise Financial Services, Llc	Boston	MA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Boston, MA
03/2020 → Present

Ameriprise Financial Services, Llc

Boston, MA

Other Businesses

Real Estate Ownership; Multi-Family; Address: 546 Tremont Street, Boston, MA 02116Description: 5 unit, ,; ; / Multi-Family; 42 Union Park, Boston, MA 02118This is a multi family building, , ,; ; . Fiduciary Activities.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-06-08

S63 Uniform Securities Agent State Law Examination

1988-06-08

View on SEC IAPD