Kambiz Amirzafari

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Lpl Financial Llc
  Princeton, NJ

Previous Registrations

• 2002-06-21 → 2011-01-04
  Pruco Securities, Llc.
  Princeton, NJ
  Princeton, NJ

Other Businesses

1. 12/13/2010 - MACLEAN AGENCY, LLC - INV REL - NON-VARIABLE INSURANCE - 5% TIME SPENT - SELL PRODUCTS SUCH AS INDIVIDUAL LIFE, GROUP, P&C, AND CASUALTY. 2. 02/13/2023 - MACLEAN WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/31/2023 - 5 Hours Per month/5 Hours During Securities Trading. 3. 04/03/2024 - MacLean Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 180 Hours Per Month/ 180 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-11
• S63 Uniform Securities Agent State Law Examination
  1999-07-31

Other Names

• Kam Amirzafari