Gregory Patrick Ferguson

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27
TX	RA	APPROVED_RES	2016-09-08
NJ	RA	APPROVED	2002-06-12
CA	RA	APPROVED	2000-12-13

NY RA
APPROVED

Since 2021-07-27
TX RA
APPROVED_RES

Since 2016-09-08
NJ RA
APPROVED

Since 2002-06-12
CA RA
APPROVED

Since 2000-12-13

Branch Locations

401 Broadhollow Rd, Melville, NY 11747 • United States

East Northport, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Huntington	NY	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Huntington, NY

Other Businesses

FMRG HOLDINGS, LLC, INV RELATED, MELVILLE, NY, 8.33% OWNERSHIP, START 12/1/2019, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS FINET PRACTICE BUILDING. RYAMI CORP, INV RELATED, E. NORTHPORT, NY, 100% OWNERSHIP, START 3/16/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, BILLS FOR FINET PRACTICE. AFCM MANAGEMENT, INV RELATED, MELVILLE, NY, 50% OWNERSHIP, START 3/16/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, BILLS FOR FINET PRACTICE.; TRUSTEE FOR RYAMI CORP 401K, INV RELATED, E. NORTHPORT, NY, START 12/15/2014, 0 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.; TRUSTEE FOR RYAMI CORP DBP, INV RELATED, NORTHPORT, NY, START: 3/31/2022, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE DBP.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-11-15
S63	Uniform Securities Agent State Law Examination	1988-07-08

S65 Uniform Investment Adviser Law Examination

2000-11-15
S63 Uniform Securities Agent State Law Examination

1988-07-08

Other Names

Gregory Patrick Ferguson

View on SEC IAPD