Jerry Francis Gintz

Current Employers

Employment History

• 01/1988 → Present
  Gintz'S Accounting & Tax
  Puyallup, WA
• 03/2009 → 11/2017
  Invest Financial Corp.
  Tampa, FL
• 11/2017 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-03-24 → 2017-11-21
  Invest Financial Corporation
  Lynnwood, WA
  Puyallup, WA
• 2003-08-06 → 2009-04-03
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
  Mukilteo, WA
  Puyallup, WA
• 2001-06-12 → 2003-08-07
  Pacific West Financial Consultants Inc
  Puyallup, WA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2017; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: GINTZ ACCOUNTING & TAX LLC; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING / BOOKKEEPING / TAX SERVICES; START DATE: 09/1987; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING / BOOKKEEPING / TAX SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-02
• S63 Uniform Securities Agent State Law Examination
  1988-08-17