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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-10 |
| TX | RA | APPROVED | 2024-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Palo Alto | CA | 09/2024 | Present |
| Visa, Inc. | San Francisco | CA | 08/2014 | 06/2017 |
| Unemployed | Hillsborough | CA | 06/2017 | 12/2018 |
| Heidrick & Struggles, Inc. | San Francisco | CA | 12/2018 | 02/2020 |
| Self-Employed | San Francisco | CA | 02/2020 | 09/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-01 |
| S65 | Uniform Investment Adviser Law Examination | 1995-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-25 |
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