James Patrick Mead

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Ubs Financial Services Inc.
  Portland, OR

Previous Registrations

• 2009-06-01 → 2015-05-18
  Morgan Stanley
  Bend, OR
  Lake Oswego, OR
  Bend, OR
  Bend, OR
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Bend, OR
• 2003-10-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Bend, OR
  Bend, OR

Other Businesses

RMK 800, LLC; 591 SW Mill View Way, Bend, OR 97702; Own personal commercial real estate; Other; Part owner of a LLC; general ownership decisions that fall under owning personal commmercial property; 9/15/2016; Business hours per month: No // FISHMORE INVESTMENTS, LLC; 2885 NW Overlook Dr, Bend, OR 97701; real estate ownership; Partner; very little. I just a member of an LLC that owns real estate; 6/1/2001; Business hours per month: No // FMH, LLC; 20700 Carmen Loop, Bend, OR 97701; hold reals estate investments; Partner; very little. I am just an investor in this LLC; 10/3/2011; Business hours per month: No // MB ANGUS LLC; 2885 NW Perlette Ln, Bend, OR 97703; Cattle breeding; Partner; MB Angus buys cows and we try to sell them and the offspring, embryos, semen at a profit; 8/1/2017; Business hours per month: No

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-11
• S63 Uniform Securities Agent State Law Examination
  1988-08-10

Other Names

• James Mead
• Jim Patrick Mead