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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-26 |
| KS | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Hesston | KS | 01/1994 | 02/2025 |
| (Dba) Preheim & Perry Financial Group Inc | Hesston | KS | 01/1994 | Present |
| Cetera Wealth Services, Llc | Hesston | KS | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) PREHEIM & PERRY FINANCIAL GROUP INC; Investment Related; 357 North Old Hwy 81, Hesston, KS 67062; Insurance Producer/Financial Adviser; Start Date 01/1994; 160 hours per month with the majority of those hours per month occurring during trading hours; In addition to securities investments, I provide annuity as well as life and long-term care insurance. >> UNITED WAY OF HARVEY COUNTY KANSAS; Non-Investment Related; 103 E Broadway, Newton, KS 67114; Other; Board Member; Start Date 01/2021; 2 hours per month with no hours per month during trading hours; I attend monthly board meetings and provide input when needed. >> INSURANCE SALES; Investment Related; 357 N Old Hwy 81, Hesston, KS 67062; Insurance; Agent; Start Date 01/1995; 3 hours per month with 2 of those hours per month occurring during trading hours; Insurance sales and service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-27 |
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