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Current Employers
Alden Capital

37 West Ave Suite 301, Wayne, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-05-01
PA RA APPROVED 2020-05-01
  • NJ RA
    APPROVED
    Since 2020-05-01
  • PA RA
    APPROVED
    Since 2020-05-01

Branch Locations

37 West Ave Suite 301, Wayne, PA 19087 • United States

1595 Paoli Pike Suite 101, West Chester, PA 19380 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Azarias Capital Partners, Llc Malvern PA 08/2010 Present
Mcg Securities. Llc Wayne PA 10/2014 04/2020
J Alden Associates. Inc. Malvern PA 04/2020 Present
  • 08/2010 → Present
    Azarias Capital Partners, Llc
    Malvern, PA
  • 10/2014 → 04/2020
    Mcg Securities. Llc
    Wayne, PA
  • 04/2020 → Present
    J Alden Associates. Inc.
    Malvern, PA
Previous Registrations
  • 2014-10-15 → 2020-05-28
    Wayne, PA
  • 2010-05-05 → 2014-10-16
    Kestra Investment Services, Llc
    Malvern, PA
    Austin, TX
    Malvern, PA
    West Chester, PA
    West Chester, PA
  • 2010-09-01 → 2010-12-20
    Azarias Capital Partners, Llc
    Malverne, PA
  • 2002-07-23 → 2010-05-05
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

1) BUSINESS NAME: CAITLY HESS CORPORATION | OWNER: JOHN MICHAEL HESS, RELATIONSHIP: BROTHER-IN-LAW, CLIENT OF NFPSI: FALSE, PERCENTAGE OF OWNERSHIP : 0, OWNER: CAITLYN HESS, RELATIONSHIP: NIECE, PERCENTAGE OF OWNERSHIP : 0, | HOURS PER MONTH: 1 | NATURE OF BUSINESS: OTHER | START DATE: 09/30,2011 2) Life Insurance Sales- Whole life, term, Universal life, Indexed Universal life, variable life - 30 hours a week

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-07-13
  • S63 Uniform Securities Agent State Law Examination
    1989-07-13

View on SEC IAPD

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