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Jo Ann Swatt-Csire

Wells Fargo Clearing Services, LLC

New Haven, CT

Guilford, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2011-07-01
TX RA APPROVED 2011-07-01
  • CT RA
    APPROVED
    Since 2011-07-01
  • TX RA
    APPROVED
    Since 2011-07-01

Branch Locations

555 Long Wharf Dr 9Th Fl, New Haven, CT 06511 • United States

Guilford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hamden CT 07/2011 11/2016
Wells Fargo Clearing Services, Llc Hamden CT 11/2016 Present
Previous Registrations
  • 2008-02-08 → 2011-07-20
    Chase Investment Services Corp.
    Shelton, CT
    Bridgeport, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-05
S63 Uniform Securities Agent State Law Examination 2001-08-21
  • S65 Uniform Investment Adviser Law Examination
    2008-02-05
  • S63 Uniform Securities Agent State Law Examination
    2001-08-21
Other Names
  • Joann Swatt
  • Jo Ann Swatt Csire
  • Jo Swatt
  • Jo Ann Swatt

View on SEC IAPD

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WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
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RAYMOND JAMES & ASSOCIATES, INC. · NEW HAVEN, CT
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