Alfred John Keyser

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 07/2017
  Lpl Financial, Llc
  Mclean, VA
• 07/2017 → 02/2019
  Charles Schwab & Co., Inc.
  Leesburg, VA
• 07/2017 → 02/2019
  Charles Schwab Bank
  Leesburg, VA
• 03/2019 → Present
  Lpl Financial Llc
  Vienna, VA

Previous Registrations

• 2017-08-17 → 2019-03-05
  Charles Schwab & Co., Inc.
  Leesburg, VA
  Reston, VA
• 2009-10-08 → 2017-08-09
  Lpl Financial Llc
  Vienna, VA
  San Diego, CA
  Mclean, VA
  Herndon, VA
  Vienna, VA
• 2008-09-08 → 2009-10-02
  Ameriprise Advisor Services, Inc.
  Vienna, VA
• 2003-01-02 → 2008-09-02
  Wells Fargo Clearing Services, Llc
  Alexandria, VA
  Alexandria, VA
  Alexandria, VA
  Columbia, MD
  Mclean, VA
  Alexandria, VA
  Alexandria, VA
• 1993-01-13 → 2002-12-20
  Morgan Stanley Dw Inc.
  Alexandria, VA

Other Businesses

1. 3/21/2023 - Cumulous Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/01/2023 - 40 Hours Per Month/8 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-11
• S63 Uniform Securities Agent State Law Examination
  1992-07-01

Other Names

• Alfred John Keyser
• Alfred John Keyser
• A.J. Keyser