Evans E Connelly Jr.

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-02-22
FL	RA	APPROVED	2021-10-19
MN	RA	APPROVED	2013-12-09
TX	RA	APPROVED_RES	1989-05-08

WI RA
APPROVED

Since 2024-02-22
FL RA
APPROVED

Since 2021-10-19
MN RA
APPROVED

Since 2013-12-09
TX RA
APPROVED_RES

Since 1989-05-08

Branch Locations

Lilydale, MN • United States

Bonita Springs, FL • United States

8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States

Milltown, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	St. Paul	MN	05/1989	Present

05/1989 → Present

Ubs Financial Services Inc.

St. Paul, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-03-19
S63	Uniform Securities Agent State Law Examination	1988-05-17

S65 Uniform Investment Adviser Law Examination

1993-03-19
S63 Uniform Securities Agent State Law Examination

1988-05-17

Other Names

Evans E Connelly
Evans Connelly
Evans Eugene Connelly

View on SEC IAPD