Shawn Michael Bragdon

Current Employers

Employment History

• 06/2008 → Present
  Bga Insurance Services
  Newport Beach, CA
• 04/2016 → 10/2016
  Arete Wealth Management Llc
  Chicago, IL
• 02/2017 → Present
  The Leaders Group, Inc.
  Littleton, CO

Previous Registrations

• 2010-04-14 → 2012-02-08
  Osaic Fs, Inc.
  Newport Beach, CA
• 2008-11-03 → 2010-03-24
  J P Turner & Company Capital Management, Llc
  Newport Beach, CA
• 2006-12-11 → 2008-08-22
  Osaic Fs, Inc.
  Newport Beach, CA
  Irvine, CA
• 2006-07-12 → 2006-10-16
  Lincoln Financial Distributors, Inc.
  Hartford, CT
• 2002-06-20 → 2006-07-13
  Osaic Fs, Inc.
  Concord, NH
  Newport Beach, CA

Other Businesses

1.) BGAGENTS INSURANCE SERVICES INC (DBA: BGA INSURANCE) - 6/1/2008 - 2900 Bristol Street Suite B-300, Costa Mesa, CA 92626 - Managing Partner, wholesale life insurance-annuities-di-ltc products to independent agents and agencies, manage/maintain and cultivate relationships with insurance carrier partners, wholesaler for fixed life, annuities, ltc and disability products. My target market is people with a life insurance license, Not Invt Rel, 150 hrs/mo;120 hrs/mo (during trading hours). 2.) BGA DIRECT INSURANCE SERVICES - 7/1/2009 - 18633 Santa Ynez Street, Fountain Valley, CA 92708 - President, from time to time I am the writing agent for a fixed life insurance product, retail commission from the sale of life ins-annuities-ltc-di income products typically flow through this company, Not Invt Rel, 8 hrs/mo;4 hrs/mo (during trading hours). 3.) AXXCESS WEALTH MANAGEMENT LLC - 1/1/2016 - 6005 Hidden Valley Road, Suite 290, Carlsbad, CA 92011 - Referring Advisor, refer prospects and clients to axxcess wealth management, this firm is an RIA & TPA for 401k's (referring agents & retail clients to this firm which clears through Charles Schwab & TD Ameritrade), Invt Rel, 1 hrs/mo;0 hrs/mo (during trading hours). 4.) TLG ADVISORS, INC. - 2/14/2017 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo;0 hrs/mo (during trading hours). 5.) Life Settlements - 2/18/2021 - 2900 Bristol Street Suite B-300, Costa Mesa CA 92626 - Referrer - Refer advisors to settlement brokers to facilitate a life settlement, Inv't Rel, 0hrs/mo; 0 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-08
• S63 Uniform Securities Agent State Law Examination
  1988-06-21

Designations