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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-14 |
Branch Locations
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mkm Partners Llc | Stamford | CT | 01/2016 | 05/2018 |
| Edward Jones | St. Louis | MO | 03/2019 | 05/2021 |
| Unemployed | Katy | TX | 06/2018 | 02/2019 |
| Tiaa | Dallas | TX | 11/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Dallas | TX | 11/2022 | Present |
| Unemployed | Richmond | TX | 06/2021 | 10/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-18 |
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