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Kenneth Ray Brown

Krb And Associates, Inc

Oklahoma City, OK

CRD 1836370

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Employer firm

Krb And Associates, Inc CRD 121013

$16.5M regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Krb And Associates, Inc

1033 Nw Grand Blvd Suite B, Oklahoma City, OK 73118 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2002-06-14
  • OK RA
    APPROVED
    Since 2002-06-14

Branch Locations

1200 Nw 63Rd, Oklahoma City, OK 73116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Krb And Associates, Inc. Oklahoma City OK 04/2002 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-17
  • S63 Uniform Securities Agent State Law Examination
    1988-08-17
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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