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2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-27 |
| TX | RA | APPROVED | 2022-04-27 |
Branch Locations
625 Panorama Trail Bldg. 1 Suite #240, Rochester, NY 14625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Rochester | NY | 04/2007 | 04/2022 |
| Mml Investors Services Inc | Rochester | NY | 04/2007 | 04/2022 |
| Arkadios Capital | Atlanta | GA | 04/2022 | Present |
| Arkadios Wealth Advisors | Atlanta | GA | 04/2022 | Present |
1. Mark Wilson, Is Investment related, 625 Panorama Trail, Bldg. 1 Suite #240, Rochester, NY 14625, Nature: Group Life, Group Health, Positions: Sales/Agent, Start 2/2010, 1 hour/month, 1 hours/month during securities trading hours. 2. Dollars for Scholars, Is Not Investment related, 1 Paddock DR Fairport NY 14450, Nature: Awards Scholarships for Senior High School Students, Position: Board Service, Start: 2008, 4 hours/month, 0 hours/month during securities trading hours 3. Keystone Capital, Investment related, 625 Panorama Trail Bldg. 1 Suite #240, ROCHESTER, NY 14625, DBA, Hours 120-160 during securities trading hours. 4. Karen Wilson, Is Not Investment Related, Private residence, United States, Rental Income, Owner, 3/1/2026, 5 hours per month, 0 hours per month during trading hours, Other Compensation, Rental Income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-06 |
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