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CRD 1835511
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-10-11 |
| OH | RA | APPROVED | 2006-10-02 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
Hudson, OH • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Marco Island, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cleercreek Financial Corp | Hudson | OH | 07/1995 | Present |
| Ing | Hudson | OH | 01/2005 | Present |
| Gwn Securities Inc. | Palm Beach Gardens | FL | 09/2006 | Present |
1931 GEORGETOWN LLC POSITION: OWNER NATURE: OFFICE BUILDING OWNERSHIP AND RENTAL INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 01/01/2006 ADDRESS: 1931 GEORGETOWN RD 100, HUDSON OH 44236 DESCRIPTION: OWNER OF OFFICE BUILDING IN HUDSON OHIO EMJ LLC POSITION: manger NATURE: to mangage a portion of the net worth of denton and maureen brooks , investing in stocks , bonds and mutual funds and real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 6056 nicholson dr, hudson OH 44236 DESCRIPTION: manager of family limited partnership trust for Denton and Maureen Brooks. Business name: ClearCreek Financial Group, Business Address: 6187 Burr Oak Way, Hudson Ohio 44236, Position Held: Owner, Expected annual income: 150000, Compensation Type: Fee-based, Hours Per Month: 80, Hours Per Month Trading: 0, Involvement status: ACTIVE, Start: 1996-03-18, Activity description: Financial services, Investment Related?: YES, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : YES, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-14 |
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