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Nicholas Andrew Denucci

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-02-03
TX RA APPROVED_RES 1998-07-22
  • NJ RA
    APPROVED
    Since 2011-02-03
  • TX RA
    APPROVED_RES
    Since 1998-07-22

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 04/1993 Present
Bank Of America,Na Florham Park NJ 11/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-04
  • S63 Uniform Securities Agent State Law Examination
    1993-08-04
Other Names
  • Nicholas Andrew Denucci

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
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