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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-18 |
| NY | RA | APPROVED | 2021-10-20 |
Branch Locations
999 Vanderbilt Beach Rd Ste 101, Naples, FL 34108 • United States
25 Main St Ste 3-2, Goshen, NY 10924-2144 • United States
300 Westage Business Ctr Dr Ste 370, Fishkill, NY 12524 • United States
Naples, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bruderman Asset Management, Llc | Suffern | NY | 03/2015 | 10/2021 |
| Bruderman Brothers Llc | Suffern | NY | 03/2015 | 10/2021 |
| Ameriprise Financial Services Llc | White Plains | NY | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-30 |
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