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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-08-16 |
| TX | RA | APPROVED_RES | 2023-08-16 |
Branch Locations
11405 Nall Ave., Leawood, KS 66211 • United States
1301 Locust Street, Harrisonville, MO 64701 • United States
1504 E North St, Belton, MO 64012 • United States
12829 S 71 Hwy, Grandview, MO 64030 • United States
6305 W 135Th Street, Overland Park, KS 66223 • United States
13441 State Line Road, Kansas City, MO 64145 • United States
4006 W. 83Rd Street, Prairie Village, KS 66208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce Brokerage Services Inc | St. Louis | MO | 01/2011 | 08/2023 |
| Lpl Financial Llc | Leawood | KS | 08/2023 | Present |
1. 04/03/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-24 |
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