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Todd Jerome Muha

Third Coast Securities LLC

Traverse City, MI

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Current Employers
Third Coast Securities Llc

Traverse City, MI • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-09-02
  • MI RA
    APPROVED
    Since 2020-09-02

Branch Locations

Traverse City, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saxony Securities St. Louis MO 04/2013 10/2019
Saxony Capital Management, Llc Saint Louis MO 04/2013 10/2019
Third Coast Securities Llc Traverse City MI 08/2020 Present
Unemployed Traverse City MI 10/2019 08/2020
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1988-08-23
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1988-08-23

View on SEC IAPD

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