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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-11-21 |
| TX | RA | APPROVED | 2003-04-23 |
Branch Locations
8201 Preston Road Suite 600, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc | Dallas | TX | 06/2002 | Present |
1)NORTH TEXAS CERTIFIED DEVELOPMENT COMPANY, 1011 EAST PLANO PARKWAY, SUITE A, PLANO, TX 75074; POSITION - STOCK HOLDER. THIS COMPANY, OPERATING UNDER THE SMALL BUSINESS ADMINISTRATION GUIDELINES, PROVIDES LONG TERM LOANS TO SMALL BUSINESSES. 06/01/2006 - ATTEND ANNUAL MEETINGS - COMMISSION IS STOCK DIVIDEND - 0 HRS DRNG BSNSS HRS - 0 HRS DRNG NON BSNSS HRS - NO CONFLICTS OF INTEREST. 2) CATTLE FEEDING AND GROWING - OWNER - STARTED JAN 2011 - DALLAS, TX - ZERO HRS PER BSNSS HRS - 10 HRS PER MONTH DURING NON-BSNSS HRS - NO CONFLICTS OF INTEREST. 3) Woodland Hills Property Owners Association (POA); Non-investment related; Tool, TX; Treasurer; Started 01/14/2022; 2 hrs/mo; zero hrs/mo during business hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-06-28 |
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