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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-03 |
| FL | RA | APPROVED | 2024-05-31 |
| NY | RA | APPROVED | 2024-05-30 |
| NJ | RA | APPROVED | 2023-06-29 |
Branch Locations
61 So Paramus Rd 5Th Floor Suite 575, Paramus, NJ 07652 • United States
Cape Coral, FL • United States
Highland Mill, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Paramus | NJ | 07/2016 | Present |
| Mml Investors Services, Llc | Paramus | NJ | 03/2017 | Present |
(1)NAME: RENTAL PROPERTIES INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 08/1994 NO/HRS: 20 NO/HRS DUR TRADING: 20.(2)NAME: RHONDA GROWNEY INV REL: Y ADD: RESIDENTIAL NATURE: PROPERTY AND CASUALTY BUSINESS POSITION: SALES START DATE: 12/20/2019 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 2 (3) NAME: RHONDA GROWNEY INV REL Y ADD: RESIDENTIAL NATURE: P & C INSURANCE POSTION:CUSTOMER SERVICE START DATE: 12/15/2021 NO HRS;/MO: 4 NO HRS/MO DUR TRADING: 2
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-08-02 |
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