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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-12-27 |
Branch Locations
417 E. Chicago Street, Milwaukee, WI 53202 • United States
Brookfield, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Capital Management | Menomonee Falls | WI | 04/2011 | 10/2021 |
| Allspring Global Investments, Llc | Menomonee Falls | WI | 11/2021 | Present |
| Allspring Funds Management, Llc | Menomonee Falls | WI | 11/2021 | Present |
| Allspring Funds Distributor, Llc | Menomonee Falls | WI | 11/2021 | Present |
Name: Rental Property Investment related: No Address: 15155 Bluffton Lane #517, Punta Gorda, FL 33982 Nature of the business: Rental property owner Position: Owner Start date: 11/21/2025 Hours per month: 0 During trading hours: 0 Duties: Owner of rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-22 |
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