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Peter Broderick Hamilton

LPl Financial LLC

Bellevue, WA

CRD 3249960

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-15
WA RA APPROVED 2022-12-15
  • TX RA
    APPROVED
    Since 2022-12-15
  • WA RA
    APPROVED
    Since 2022-12-15

Branch Locations

Bellevue, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Kirkland WA 09/2005 12/2022
Lpl Financial Llc Bellevue WA 12/2022 Present
  • 09/2005 → 12/2022
    Ameriprise Financial Services, Inc.
    Kirkland, WA
  • 12/2022 → Present
    Bellevue, WA
Previous Registrations
Other Businesses

1) 12/2022- Peter Hamilton & Associates- DBA for LPL Business (entity for LPL business)- inv. related- Bellevue, WA 2) 12/2022-Real Estate Rental- owner- inv. related- 16240 NE 18th St. Belleview, WA 98008- start date 1/1/2020- 0hrs 3) 2/3/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 01/09/2023 - 1 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-12
S63 Uniform Securities Agent State Law Examination 1999-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-07-30

View on SEC IAPD

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