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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-02-07 |
| TX | RA | APPROVED_RES | 2024-02-06 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Scottsdale | AZ | 04/2015 | 01/2024 |
| Lpl Financial Llc | Phoenix | AZ | 02/2024 | Present |
1) 11/2023 - FIXED INSURANCE - Non-Variable Insurance - Inv. Related - Phoenix, AZ - Agent Selling Insurance- Start Date 11/13/2023 - 40hrs/month - 20% time spent 2) 11/2023 - PROPERTY & CASUALTY - Non-Variable Insurance - Inv. Related - Phoenix, AZ - Agent Selling Insurance- Start Date 01/01/1990 - 0hrs/month - 0% time spent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-02-14 |
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