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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-27 |
| MO | RA | APPROVED | 2025-05-16 |
| TX | RA | APPROVED_RES | 2025-05-16 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cutter & Company, Inc | Chesterfield | MO | 03/2006 | 05/2025 |
| Prospera Financial Services, Inc. | Dallas | TX | 05/2025 | Present |
MITZI PASCH REALTY; NOT INVESTMENT RELATED; 23351 SUNVIEW WAY, BOCA RATON, FL 33428; REAL ESTATE SALES; 10/2012; LESS THAN 4HR/MO. MITZI PASCH MSW; INVESTMENT RELATED - NO; 23351 SUNVIEW WAY, BOCA RATON, FL 33428; LICENSED CLINICAL SOCIAL WORKER; 03/2005NOT CURRENTLY PRACTICING BUT HAS NOT TERMINATED. FORTY WEST FINANCIAL; INVESTMENT RELATED - NO; 23351 SUNVIEW WAY, BOCA RATON, FL 33428; DBA; ADVISOR; 06/2013; 160 HOURS PER MONTH;160 DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-11 |
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