Best Investors Account Sign in

Mitzi Suzanne Pasch

Prospera Financial Services, Inc.

Boca Raton, FL

CRD 1833621

Claim This Profile
Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-27
MO RA APPROVED 2025-05-16
TX RA APPROVED_RES 2025-05-16
  • FL RA
    APPROVED
    Since 2026-03-27
  • MO RA
    APPROVED
    Since 2025-05-16
  • TX RA
    APPROVED_RES
    Since 2025-05-16

Branch Locations

Boca Raton, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cutter & Company, Inc Chesterfield MO 03/2006 05/2025
Prospera Financial Services, Inc. Dallas TX 05/2025 Present
Previous Registrations
  • 2006-03-31 → 2025-05-16
    Cutter & Company, Inc.
    Ballwin, MO
    Wildwood, MO
    Wildwood, MO
    Fort Lauderdale, FL
    Boca Raton, FL
  • 2001-11-19 → 2009-12-31
    Index Asset Management
    Chesterfield, MO
  • 2003-06-27 → 2006-04-13
    Midsouth Capital, Inc.
    Wildwood, MO
Other Businesses

MITZI PASCH REALTY; NOT INVESTMENT RELATED; 23351 SUNVIEW WAY, BOCA RATON, FL 33428; REAL ESTATE SALES; 10/2012; LESS THAN 4HR/MO. MITZI PASCH MSW; INVESTMENT RELATED - NO; 23351 SUNVIEW WAY, BOCA RATON, FL 33428; LICENSED CLINICAL SOCIAL WORKER; 03/2005NOT CURRENTLY PRACTICING BUT HAS NOT TERMINATED. FORTY WEST FINANCIAL; INVESTMENT RELATED - NO; 23351 SUNVIEW WAY, BOCA RATON, FL 33428; DBA; ADVISOR; 06/2013; 160 HOURS PER MONTH;160 DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-31
S63 Uniform Securities Agent State Law Examination 1988-07-11
  • S65 Uniform Investment Adviser Law Examination
    1994-05-31
  • S63 Uniform Securities Agent State Law Examination
    1988-07-11
Other Names
  • Mitzi Pyszka

View on SEC IAPD

More in Boca Raton, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor