Daniel David Gustafson

Current Employers

Employment History

• 12/2003 → 03/2022
  Securities America, Inc
  Spring Lake Park, MN
• 01/2004 → 03/2022
  Securities America Advisors, Inc.
  Spring Lake Park, MN
• 04/2001 → 03/2022
  Brouillette Insurance & Financial Services
  Minneapolis, MN
• 07/2006 → Present
  Daniel D. Gustafson
  Plymouth, MN
• 03/2022 → Present
  Lpl Financial Llc
  Plymouth, MN

Previous Registrations

• 2014-01-31 → 2022-03-30
  Securities America Advisors, Inc.
  Coon Rapids, MN
  St Louis Park, MN

Other Businesses

1) 03/21/2022 - Rock Island Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 8 Hr/Mth 2) 03/21/2022 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 4 Hr/Mth 3) 03/21/2022 - Gustafson Insurance and Financial Services, Inc - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 4 Hr/Mth 4) 10/10/2023 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 03/31/2022 - 160 Hours Per Month/ During Securities Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 10/10/2023 - DSB Rock Island Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 03/31/2022 - 160 Hours Per Month/ During Securities Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 05/09/2024 - DSB Rock Island - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 10 Hours Per Month/ 10 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-15
• S63 Uniform Securities Agent State Law Examination
  1999-08-13

Other Names

• Daniel David Gustafson