John David Thomas

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1988 → Present
  The Prudential Insurance Company Of America
  Vincennes, IN
• 04/1988 → 11/2024
  Pruco Securities, Llc.
  Vincennes, IN
• 11/2024 → Present
  Lpl Enterprise, Llc
  Vincennes, IN

Previous Registrations

• 2007-02-28 → 2024-11-14
  Pruco Securities, Llc.
  Vincennes, IN
  Vincennes, IN
  Vincennes, IN
  Vincennes, IN
  Indianapolis, IN

Other Businesses

1. 08/18/2026-John D Thomas / JD Thomas Agency-owner / agent-Non-Variable Insurance-Inv related-At Vincennes, IN-Start date 01/03/2000-10hrs/mth-10hrs/mth during trading 2. 05/12/2025 - JD Thomas Rentals - Real Estate Rental - Vincennes, IN - INV REL - Start Date 03/01/1996 - 10hrs/mth - 2hrs during trading 3. 05/12/2025 - T-West Properties, LLC - Real Estate Rental - Vincennes, IN - INV REL - Start Date 04/01/2008 - 4hrs/mth -1hr during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-05-24

Designations

• Chartered Financial Consultant

Other Names

• J D Thomas