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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Vincennes | IN | 04/1988 | Present |
| Pruco Securities, Llc. | Vincennes | IN | 04/1988 | 11/2024 |
| Lpl Enterprise, Llc | Vincennes | IN | 11/2024 | Present |
1. 08/18/2026-John D Thomas / JD Thomas Agency-owner / agent-Non-Variable Insurance-Inv related-At Vincennes, IN-Start date 01/03/2000-10hrs/mth-10hrs/mth during trading 2. 05/12/2025 - JD Thomas Rentals - Real Estate Rental - Vincennes, IN - INV REL - Start Date 03/01/1996 - 10hrs/mth - 2hrs during trading 3. 05/12/2025 - T-West Properties, LLC - Real Estate Rental - Vincennes, IN - INV REL - Start Date 04/01/2008 - 4hrs/mth -1hr during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-05-24 |
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