Mark Harber Sebring

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-09
TX	RA	APPROVED	2009-10-16

MN RA
APPROVED

Since 2013-12-09
TX RA
APPROVED

Since 2009-10-16

Branch Locations

Owatonna, MN • United States

3425 40Th Avenue Nw Suite 200, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Rochester	MN	10/2009	Present

10/2009 → Present

Stifel, Nicolaus & Company, Incorporated

Rochester, MN

Previous Registrations

2006-10-10 → 2009-10-16

Ubs Financial Services Inc.

Weehawken, NJ

Rochester, MN

Other Businesses

1. Independent School District #761; 515 W Bridge Street, Owatonna, MN 55060; School Board Chairman; Set direction of district and preside over meetings; 01/14/2013; 5.00 Hour(s) Per Week; During securities trading hours; Not Investment-Related. 2. Mineral Springs Brewery dba MSB, LLC; 111 North Walnut, Owatonna, MN 55060; Craft Brewery; Vice President; Vote on business opportunities and commitments; 01/01/2022; 20 Hours Per Week; Not During Securities Trading Hours; Not Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-02
S63	Uniform Securities Agent State Law Examination	1988-07-11

S66 Uniform Combined State Law Examination

2006-08-02
S63 Uniform Securities Agent State Law Examination

1988-07-11

View on SEC IAPD