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Current Employers
Udine Wealth Management Inc.

Palm Beach Gardens, FL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-13
FL RA APPROVED 2008-05-28
  • TX RA
    APPROVED_RES
    Since 2018-11-13
  • FL RA
    APPROVED
    Since 2008-05-28

Branch Locations

Palm Beach Gardens, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Udine Wealth Management Inc. Weston FL 04/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-28
S63 Uniform Securities Agent State Law Examination 2003-06-26
  • S65 Uniform Investment Adviser Law Examination
    2008-03-28
  • S63 Uniform Securities Agent State Law Examination
    2003-06-26

View on SEC IAPD

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