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6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-07-13 |
Branch Locations
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • USA
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States
1881 Dixie Highway Suite 130, Fort Wright, KY 41011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diversified Asset Management | Covington | KY | 09/1995 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | 07/2023 |
| Nest - National Employer Solutions Team | Denver | CO | 10/2017 | Present |
| Creativeone Securities, Llc | Overland Park | KS | 07/2023 | Present |
1) City of Fort Mitchell, KY; not investment-related; 2355 Dixie Hwy Ft. Mitchell, KY 41017; City government; City Council; 01/2019; 4-6 hours; 0 hours during trading; Legislation branch of City Government 2) Diversified Asset Management; not investment-related; 2135 Chamber Center Dr. Ft. Mitchell, KY 41017; Sales - Life, health, disabilities, annuities, medicare; Owner; 12/2017; 30 hrs/mo; 30 hrs/mo; Manage Sales, service of employee benefits and medicare products 3) NABIP - Kentucky Chapter; 12808 Townepark Way Suite 200 Louisville, KY 40243; Board member; 09/2020; 8 hrs/mo; 2 hrs/mo; Supporting strategic direction of the association 4) Senior Market Team, LLC; not investment-related; 2135 Chamber Center Dr. Ft. Mitchell, KY 41017; Teach/Train support for agents in the medicare industry; Partner; 04/2014; 60 hrs/mo; 40 hrs/mo 5) National Employer Solutions Team, LLC; not investment-related; 2135 Chamber Center Dr. Ft. Mitchell, KY 41017; Sales - Life, health, disabilities, annuities, medicare; Partner; 10/2017; 30 hrs/mo; 30 hrs/mo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-06 |
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