Kieth Lu Tong

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-08-07
GA	RA	APPROVED	2024-03-28
MO	RA	APPROVED	2022-05-18
ME	RA	APPROVED	2021-01-28
FL	RA	APPROVED	2017-06-12
NH	RA	APPROVED	2017-06-09

Branch Locations

38 Portsmouth Avenue Ms: Nh457, Stratham, NH 03885 • United States

6 Russell Street Ms: Ma606, Woburn, MA 01801 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Portsmouth	NH	01/2015	05/2017
Bank Of America, N.A.	Portsmouth	NH	01/2015	05/2017
Citizens Securities, Inc.	Portsmouth	NH	05/2017	Present

01/2015 → 05/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portsmouth, NH
01/2015 → 05/2017

Bank Of America, N.A.

Portsmouth, NH
05/2017 → Present

Citizens Securities, Inc.

Portsmouth, NH

2015-01-28 → 2017-05-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

York, ME

York, ME

York, ME

Albany, NY

Portsmouth, NH

Exeter, NH

Exeter, NH

Exeter, NH

Boston, MA
2014-11-12 → 2014-11-19

Mml Investors Services, Llc

New Castle, PA
2010-04-01 → 2012-10-09

Commonwealth Financial Network

Portsmouth, NH

Cumberland Foreside, ME
2012-03-08 → 2012-10-09

Norton Financial Services, Inc.

Cumberland Foreside, ME
2005-04-25 → 2010-03-22

Strategic Advisers Llc

Merrimack, NH

Merrimack, NH
2004-01-22 → 2004-10-21

Waddell & Reed

Portsmouth, NH

Rental Property Owner - landlord. Zero compensation. 4 hours/month. Start date: 06/2020.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-01-20
S63	Uniform Securities Agent State Law Examination	1999-07-26

Other Firms