Jon Adam Bourgeois

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 01/2021
  Iberia Bank
  New Iberia, LA
• 11/2007 → 01/2021
  Essex National Securities
  Napa, CA
• 07/2016 → 01/2021
  Infinex Investments, Inc.
  New Iberia, LA
• 01/2021 → Present
  First Horizon Advisors
  New Iberia, LA
• 08/2025 → Present
  Lpl Financial Llc
  New Iberia, LA

Previous Registrations

• 2021-01-22 → 2025-08-21
  First Horizon Advisors, Inc.
  New Iberia, LA
  New Iberia, LA
  Lafayette, LA
• 2016-07-01 → 2021-01-22
  Osaic Institutions, Inc.
  New Iberia, LA
  Lafayette, LA
  Morgan City, LA
• 2008-12-23 → 2016-07-01
  Essex National Securities, Llc
  New Iberia, LA
  Iberia, LA
  Lafayette, LA

Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/24/2025 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-06
• S63 Uniform Securities Agent State Law Examination
  2015-12-09