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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-08-10 |
| TX | RA | APPROVED_RES | 2022-08-10 |
Branch Locations
10009 Jefferson Highway Suite A, River Ridge, LA 70123 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Investment Services, Inc. | Baton Rouge | LA | 07/2003 | 08/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | River Ridge | LA | 08/2022 | Present |
| Hancock Whitney Bank | River Ridge | LA | 08/2022 | Present |
1. SALE OF PREMIUM FINANCE LIFE INSURANCE WITH VARIOUS PARTNERS 2. PARTNER AND OWNER OF SEVEN OAKS DEVELOPMENT, LLC; MINERAL LEASE OWNERSHIP IN OIL/GAS WELL; CO-OWNED WITH BROTHER 3. HAPPY JACK LLC, BOAT FOR LEISURE, 33% OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-19 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-23 |
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