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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-15
CA RA APPROVED 2023-05-31
  • FL RA
    APPROVED
    Since 2024-05-15
  • CA RA
    APPROVED
    Since 2023-05-31

Branch Locations

420 Reid Avenue, Port St. Joe, FL 32456 • United States

Port St Joe, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 10/2011 05/2023
Sgc Financial Services San Mateo CA 10/2011 08/2020
Raymond James Financial Services, Inc. Port St. Joe FL 05/2023 Present
Raymond James Financial Services Advisors, Inc. Port St. Joe FL 05/2023 Present
  • 10/2011 → 05/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 10/2011 → 08/2020
    Sgc Financial Services
    San Mateo, CA
  • 05/2023 → Present
    Raymond James Financial Services, Inc.
    Port St. Joe, FL
  • 05/2023 → Present
    Port St. Joe, FL
Previous Registrations
  • 2011-10-26 → 2023-05-31
    Securian Financial Services, Inc.
    San Mateo, CA
    San Ramon, CA
  • 2009-06-23 → 2009-11-24
    Protected Investors Of America
    San Francisco, CA
    San Francisco, CA
  • 2007-05-14 → 2009-06-08
    Securian Financial Services, Inc.
    San Mateo, CA
  • 2005-09-21 → 2006-08-23
    Investors Resources Group, Inc.
    Vacaville, CA
  • 2005-04-25 → 2005-09-07
    Fort Worth, TX
  • 2003-08-05 → 2004-01-05
    Investors Resources Group, Inc.
    Vacaville, CA
Other Businesses

(1)Name of Business: Solid Ground Properties, LLC Address: 9236 Olive Ave, Port St Joe, FL, 32456, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/26/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Solid Ground Properties is an LLC my wife and I set up to segregate money related to our residential rental property activity. I am listed as co-owner on the LLC. We have several rental properties in several states. Day-to-day management of the properties is performed by local property managers. (2)Name of Business: Summit Financial Group, LLC Address: 9236 Olive Ave, Port St Joe, FL, 32456, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/15/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Manager of Trading and Compliance.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-04-21
S65 Uniform Investment Adviser Law Examination 2003-08-25
  • S63 Uniform Securities Agent State Law Examination
    2005-04-21
  • S65 Uniform Investment Adviser Law Examination
    2003-08-25

View on SEC IAPD

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