Steven Howard Bass

Current Employers

Steve Bass & Associates, Inc.

Reisterstown, MD • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-04-17
MD	RA	APPROVED	2013-02-19

FL RA
APPROVED

Since 2023-04-17
MD RA
APPROVED

Since 2013-02-19

Branch Locations

Reisterstown, MD • United States

9040 Town Center Parkway, Lakewood Ranch, FL 34202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Steve Bass & Associates	Reisterstown	MD	03/2002	Present

03/2002 → Present

Steve Bass & Associates

Reisterstown, MD

Previous Registrations

2003-09-05 → 2004-12-31

Steve Bass & Associates, Inc.

Point Of Rocks, MD
2003-01-14 → 2003-04-30

Associated Planners Investment Advisory Inc

Hanover, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-05
S63	Uniform Securities Agent State Law Examination	1994-02-11

S65 Uniform Investment Adviser Law Examination

2003-05-05
S63 Uniform Securities Agent State Law Examination

1994-02-11